Manager (L7) - Compliance

About Navi

Navi is one of the fastest growing financial services companies in India providing Personal & Home Loans, Insurance and Mutual Funds with a digital first approach. At Navi, our mission is to build financial services that are simple, accessible and affordable.

Founders: Sachin Bansal & Ankit Agarwal

Know what makes you a “Navi_ite” :

1.Perseverance, Passion and Commitment

• Passionate about Navi’s mission and vision
• Demonstrates dedication, perseverance and high ownership
• Goes above and beyond by taking on additional responsibilities

2.Obsession with high quality results

• Consistently creates value for the customers and stakeholders through high-quality outcomes
• Ensuring excellence in all aspects of work
• Efficiently manages time, prioritizes tasks, and achieves higher standards

3.Resilience and Adaptability

• Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility

• Support the NBFC business at Navi Finserv in remaining compliant within the regulatory environment and managing compliance risk.
• Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.
• Participate in the review of new business initiatives and transactions requiring inputs from a regulatory/ compliance perspective.
• Deliver independent risk assessment and reports that provide senior management with the risk profile of the company.
• Manage regulatory audits in close coordination with the CCO and Business partners;
• Collaborating with other stakeholders like Business, Product, Operations, Technology, Legal etc. to address compliance issues which may impact the function/business and develop approaches/ action plans to manage current and emerging risks.

• Advanced Degree preferred - CA, CS, Law, MBA
• Strong understanding of compliance requirements and regulations. Exposure to requirements of primary regulator viz. RBI is preferred.
• Between 4-6 years post qualifications experience in Banking & Financial Services industry in a compliance or control or risk advisory related function.
• Experience in managing regulatory inspections/ audits would be preferable.
• Strong analytical and problem solving skills and can thrive under pressure.
• Good interpersonal skills and people management skills.
• Exceptional communication (both written and verbal) skills;