Hiring Manager - Aishwarya Prasad
Team - Legal & Compliance
About Navi
Navi is one of the fastest growing financial services companies in India providing Personal & Home Loans, Insurance and Mutual Funds with a digital first approach. At Navi, our mission is to build financial services that are simple, accessible and affordable.
Founders: Sachin Bansal & Ankit Agarwal
Know what makes you a “Navi_ite” :
1.Perseverance, Passion and Commitment
- Passionate about Navi’s mission and vision
- Demonstrates dedication, perseverance and high ownership
- Goes above and beyond by taking on additional responsibilities
2.Obsession with high quality results
- Consistently creates value for the customers and stakeholders through high-quality outcomes
- Ensuring excellence in all aspects of work
- Efficiently manages time, prioritizes tasks, and achieves higher standards
3.Resilience and Adaptability
- Adapts quickly to new roles, responsibilities, and changing circumstances, showing resilience and agility
Responsibilities
- Support the (Mutual Fund) business in remaining compliance within the regulatory environment and managing their risk
- Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.
- Participate in the review of new business initiatives and transactions requiring pre-approval
- Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.
- Manage regulatory inquiries and examinations in close coordination with the CCO and Business partners;
- Manage Scheme Information Documents filings, interactions with SEBI and provide compliance support the business team during launch of NFOs;
- Collaborating with other stakeholders like Business, Product, Operations,Technology, Legal etc. to address compliance issues which many impact the function/business and develop approaches/ action plans to manage current and emerging risks
Qualifications
- Advanced Degree preferred – Law, CA, CS, Law.
- Strong understanding of Compliance requirements and regulations.
- Exposure to requirements of multiple regulators viz. SEBI would be desirable
- Between 4+ years post qualification experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;
- Experience in managing regulatory inspections/ audits would be preferable;
- Strong analytical and problem solving skills and can thrive under pressure
- Good interpersonal skills and people management skills
- Exceptional communication (both written and verbal) skills
Exceptional communication (both written and verbal) skills;