Legal

Head Of Compliance Monitoring (SM - AD)

Bengaluru
Work Type: Full Time
Hiring Manager :: Hina Doon
Team :: Compliance

About Navi:
Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences.

Founders: Sachin Bansal & Ankit Agarwal 

Know what makes you a “Navi_ite” : 

1.Perseverance, Passion and Commitment 

• Passionate about Navi’s mission and vision 

• Demonstrates dedication, perseverance and high ownership 

• Goes above and beyond by taking on additional responsibilities 
2.Obsession with high quality results 

• Consistently creates value for the customers and stakeholders through high quality outcomes 

• Ensuring excellence in all aspects of work 
• Efficiently manages time, prioritizes tasks, and achieves higher standards 

3.Resilience and Adaptability 

• Adapts quickly to new roles, responsibilities, and changing circumstances,  showing resilience and agility 


Key Responsibilities:
-Develop and implement a comprehensive compliance monitoring strategy aligned with regulatory requirements and industry best practices
-Lead a team of compliance monitoring professionals, providing guidance, mentoring, and performance management support.
-Design and execute compliance monitoring plans and procedures to evaluate the effectiveness of internal controls and adherence to regulatory standards.
-Conduct risk assessments to identify key compliance risks and prioritize monitoring efforts accordingly.

-Collaborate with business units, legal, risk management, and internal audit teams to coordinate compliance monitoring activities and ensure alignment with organizational objectives.

- Analyze monitoring results, identify trends, and communicate findings to senior management, highlighting areas of improvement and recommending corrective actions.

-Stay abreast of regulatory developments, emerging risks, and industry trends to continuously enhance the compliance monitoring program.

-Foster a culture of compliance awareness and accountability throughout the organization, promoting adherence to regulatory requirements

Qualifications:

-Bachelor's degree in finance, business administration, law, or a related field.
-Proven experience (8+ years) in compliance monitoring, audit, or regulatory compliance within the financial services industry. A focus on non-banking financial services, asset management, and insurance will be desirable.
-Strong understanding of relevant regulatory requirements and industry standards.
-Demonstrated leadership skills with the ability to effectively manage teams, prioritize tasks, and drive results in a fast-paced environment.
-Excellent analytical and problem-solving skills, with a keen attention to detail and the ability to interpret complex regulations and policies.
-Outstanding communication and interpersonal skills, with the ability to influence and build relationships across all levels of the organization.
-Proactive mindset, self-motivated, and able to work independently with minimal supervision.
-Commitment to integrity, ethics, and professionalism, with a passion for promoting a culture of compliance excellence.

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